Trader surveillance tool
- #product management
- #project management
Business Goals
Mitigate rogue trading risks, capture erroneous trades and improve ethics. Define a set of generic and product specific (FX, FXO, Rates, Derivatives) alerts to monitor transaction flow in real time. Design a process to attest signals.
Solutions
- Designed alerts with models which generate signals covering trade booking style, risk management and anomaly detection.
- Solution included alerts engine, database and UI with workflow, attestation and audit.
Value Delivered
Trading business started using a new tool and established
a new process to monitor, review and attest alerts to meet regulators’ requests and internal compliance requirements.
System helped to increase awareness and ethics.